Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew David Rubin | 1009086 | 1 | 05/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Kevin Sheehan | 1827225 | 2 | 04/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Mieras | 715006 | 3 | 04/15/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven William Hayes | 4214683 | 1 | 04/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Gianni | 3129884 | 1 | 04/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 03/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Antonio Perez | 5128727 | 1 | 03/26/2014 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Cameron David Peters | 2952263 | 1 | 02/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Behzad Shaffiy | 1078324 | 2 | 02/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anna Bruno | 3148680 | 4 | 01/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |