Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Howard Weinstein | 462008 | 2 | 12/31/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sergey Kuznetsov | 5393510 | 3 | 12/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 12/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Oliver Roush | 5066156 | 1 | 10/31/2013 | Customer Dispute | Denied | $20,386.70 | $0.00 | See FINRA Report |
| Lily Stokely | 5222098 | 1 | 10/18/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Jackson Powell | 366772 | 2 | 09/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc David Drew | 4659088 | 1 | 09/10/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl Thomas Silva | 2354506 | 2 | 08/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Gavin Welcome | 4337901 | 3 | 08/20/2013 | Customer Dispute | Denied | $25,670.70 | $0.00 | See FINRA Report |
| Thomas Edward Shisler | 2756044 | 1 | 07/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |