Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Klein | 5060520 | 5 | 09/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David A. Means | 5633718 | 2 | 09/26/2014 | Customer Dispute | Denied | $32,787.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 07/18/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frances Patricia Orellana | 5661024 | 4 | 07/03/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melvin Herman Ursin Jr | 1003918 | 3 | 06/23/2014 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Melvin Herman Ursin Jr | 1003918 | 3 | 06/23/2014 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Arun Bidani | 2230238 | 1 | 06/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Hicks | 716765 | 9 | 05/23/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Rubin | 1009086 | 1 | 05/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Kevin Sheehan | 1827225 | 2 | 04/29/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |