Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Carl Scher | 1532700 | 1 | 05/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew J Rizzo | 5622166 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tak Cheong Fung | 3176168 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Heyman | 831418 | 1 | 05/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Adamcik Gammill | 2692978 | 1 | 04/28/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Farrell Ratner | 4806535 | 1 | 04/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Edward Remus | 4715772 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan G Goodwin | 5725487 | 1 | 04/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael P Cosentino | 4697478 | 3 | 03/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |