Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael MacKoul | 1886919 | 1 | 09/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Robert Ellis | 4620460 | 1 | 07/08/2015 | Customer Dispute | Denied | $5,375.69 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 05/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ehsan Safavi | 5353542 | 3 | 05/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 05/12/2015 | Customer Dispute | Denied | $18,311.40 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 4 | 04/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bridget K. Green | 5678244 | 1 | 04/17/2015 | Customer Dispute | Denied | $145,000.00 | $0.00 | See FINRA Report |
| Phillip Michael Natale | 4926227 | 1 | 04/17/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Sanaz Sonya Tabrizi | 5283112 | 1 | 04/06/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |