Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Farrell Ratner | 4806535 | 1 | 04/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Paul Edward Remus | 4715772 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brianna Christine McClain | 5870195 | 1 | 04/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jeffrey Guy Wedgeworth | 5100786 | 2 | 04/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ryan G. Goodwin | 5725487 | 1 | 04/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Marco Franzella | 5697004 | 1 | 03/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Patrick Morris | 1025904 | 4 | 03/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael P. Cosentino | 4697478 | 3 | 03/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Justin Heath Cykler | 4483223 | 2 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Alexander Patrick Cooper | 5375078 | 1 | 02/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |