Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard F Hazard | 807460 | 8 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Matthew Handy | 5039296 | 2 | 02/16/2017 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Kenneth L Walton | 3081868 | 3 | 01/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter David McDonald | 4808534 | 1 | 12/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Abbott Kearns | 4397945 | 1 | 11/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Armand Pierre Alaverdian | 3018401 | 1 | 11/18/2016 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Eric Joseph Lamar | 1257955 | 1 | 11/16/2016 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Frederic Manuel Gamet | 2600775 | 1 | 11/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Scappatura | 5862934 | 1 | 10/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yanhong Li | 2432128 | 2 | 10/26/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |