Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dana Roy Sydney | 2996623 | 1 | 03/22/2024 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Carolina Juyeun Hong | 5731357 | 2 | 03/17/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Hoa Chang | 3265369 | 4 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kristopher Richard Taubald | 4136063 | 1 | 01/10/2024 | Customer Dispute | Denied | $5,191.20 | $0.00 | See FINRA Report |
| Jerry Dale Kiefer | 2271043 | 3 | 01/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George T Holmes IV | 4828254 | 1 | 12/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Simonetti | 4162451 | 1 | 12/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory M Vassallo | 1869805 | 1 | 12/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Justin Bruce | 6474272 | 1 | 11/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Justin Wolfe | 5729294 | 1 | 11/27/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |