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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 181-190 out of 574 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Paul Hoekstra3072354204/28/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Anthony Snow718038304/26/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Brendan Patrick Hanley6204090104/13/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Ilya Ishayev5673052103/29/2017Customer DisputeDenied$24,074.10$0.00See FINRA Report
Joseph V Saccomanno5560313103/21/2017Customer DisputeDenied$8,000.00$0.00See FINRA Report
Paul Colte5031520103/21/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Leroy Shane Moncada2255900103/06/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Patrick Wells2365444203/01/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Dallas Dan George4559086202/27/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Jeffrey Hazard5893516102/24/2017Customer DisputeDenied$0.00$0.00See FINRA Report

574 Results

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