Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Paglia | 6421901 | 1 | 08/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Saul Yasner | 3190131 | 3 | 07/30/2018 | Customer Dispute | Denied | $8,069.85 | $0.00 | See FINRA Report |
| Edward Charles Fredericks | 2202730 | 2 | 07/25/2018 | Customer Dispute | Denied | $171,000.00 | $0.00 | See FINRA Report |
| David Lane Downs | 2975268 | 1 | 06/25/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick R McEvoy | 5737430 | 2 | 05/29/2018 | Customer Dispute | Denied | $5,654.91 | $0.00 | See FINRA Report |
| Steven J Marin | 5925966 | 1 | 05/04/2018 | Customer Dispute | Denied | $34,186.70 | $0.00 | See FINRA Report |
| Michael Melvin Roth | 405582 | 3 | 04/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 04/19/2018 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Brent Edward Williams | 4509590 | 3 | 04/18/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vanessa R Melendez-Rodriguez | 6695720 | 1 | 04/17/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |