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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 141-150 out of 564 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Todd Peters3249710205/25/2017Customer DisputeDenied$129,000.00$0.00See FINRA Report
Loren Lo6146854105/19/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Nicholas A Aguglia6254146105/18/2017Customer DisputeDenied$0.00$0.00See FINRA Report
David Paul Hoekstra3072354204/28/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Anthony Snow718038304/26/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Brendan Patrick Hanley6204090104/13/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Ilya Ishayev5673052103/29/2017Customer DisputeDenied$24,074.10$0.00See FINRA Report
Paul Colte5031520103/21/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Joseph V Saccomanno5560313103/21/2017Customer DisputeDenied$8,000.00$0.00See FINRA Report
Leroy Shane Moncada2255900103/06/2017Customer DisputeDenied$0.00$0.00See FINRA Report

564 Results

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