Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julia W Parks | 4565796 | 1 | 11/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert W McNeill Jr | 5842466 | 1 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aldo Ochoa | 5139742 | 1 | 10/08/2020 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Mina Hanna | 4830736 | 1 | 09/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Dean Cook | 6591894 | 2 | 08/10/2020 | Customer Dispute | Denied | $7,696.00 | $0.00 | See FINRA Report |
| Shahryar Kashanchi | 1351829 | 3 | 08/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tokiko Uchiyama | 5665633 | 2 | 06/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gibbs | 3273705 | 6 | 05/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Kiyoto Yamada | 850263 | 1 | 04/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Ray Harvey | 4780521 | 1 | 04/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |