Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Juan Antonio Lebrija | 4321755 | 2 | 04/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jack Reich | 5042278 | 1 | 03/18/2019 | Customer Dispute | Denied | $6,950.00 | $0.00 | See FINRA Report |
Donna Weiss Timmerman | 5105666 | 1 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Stephen Kaplan | 2527203 | 3 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Kenneth David Kohn | 1575332 | 2 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Bruce Sandler | 3100310 | 1 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Stephen Turk | 2688276 | 2 | 02/07/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dillon Dean George | 4877790 | 1 | 02/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joseph Alan Giles | 5486719 | 1 | 01/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robert Edwin Thompson | 828428 | 2 | 01/21/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |