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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 91-100 out of 564 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Juan Antonio Lebrija4321755204/03/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Jack Reich5042278103/18/2019Customer DisputeDenied$6,950.00$0.00See FINRA Report
Donna Weiss Timmerman5105666103/13/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Stephen Kaplan2527203303/13/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Kenneth David Kohn1575332203/13/2019Customer DisputeDenied$0.00$0.00See FINRA Report
John Bruce Sandler3100310103/13/2019Customer DisputeDenied$0.00$0.00See FINRA Report
David Stephen Turk2688276202/07/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Dillon Dean George4877790102/04/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Joseph Alan Giles5486719101/28/2019Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Edwin Thompson828428201/21/2019Customer DisputeDenied$0.00$0.00See FINRA Report

564 Results

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