Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Patrick Wells | 2365444 | 2 | 10/14/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael A Lewis | 2246935 | 1 | 10/09/2002 | Customer Dispute | Closed-No Action | $87,568.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 09/30/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James John Terranova | 1024081 | 1 | 09/30/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Murray | 2924905 | 2 | 09/13/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 09/06/2002 | Customer Dispute | Settled | $47,000,000.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 09/04/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc Lowell Strent | 2535109 | 1 | 09/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raymond Neil Sussel | 1517025 | 1 | 08/26/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Imhyun Chung Cho | 1034420 | 2 | 08/22/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |