Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Clifton Shirley | 422355 | 4 | 12/11/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 12/10/2002 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| Brian Saul Klazmer | 1189130 | 1 | 12/03/2002 | Customer Dispute | Denied | $143,000.00 | $0.00 | See FINRA Report |
| Raymond Sanford Gibson | 1641400 | 1 | 11/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Wesley Hawkins | 1401455 | 3 | 11/18/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 10/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Hussein Fahmy | 1484351 | 3 | 10/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Keleher | 266407 | 2 | 10/23/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn West | 1338684 | 2 | 10/21/2002 | Customer Dispute | Closed-No Action | $19,580.00 | $0.00 | See FINRA Report |
| William Nash Gammill | 1928972 | 2 | 10/16/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |