Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Layne Rust | 2064939 | 1 | 03/31/2003 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Brian T Yun | 2340753 | 1 | 03/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene King | 2665290 | 1 | 03/24/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Steven Staley | 2351188 | 1 | 03/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric H Lorenz | 4143561 | 1 | 03/13/2003 | Customer Dispute | Settled | $30,640.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 03/12/2003 | Customer Dispute | Denied | $17,218.90 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 02/04/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Manuel Suangco Dayao | 729931 | 1 | 01/24/2003 | Customer Dispute | Denied | $303,600.00 | $0.00 | See FINRA Report |
| James F Reddington | 2560133 | 1 | 01/10/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 12/23/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |