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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 901-910 out of 1,077 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nathan Sanford Cobert1986373105/23/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Luther Glenn Ensminger2618083105/13/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Matthew Winthrop2445102505/02/2003Customer DisputeDenied$86,000.00$0.00See FINRA Report
James Jeffrey Chadwell1992438204/21/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Clinton Robert Hare1050896704/16/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Anthony Snow718038304/15/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Joseph James Iacono1936401304/08/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Mark Langer2717961104/08/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Thomas Willard4171367104/08/2003Customer DisputeSettled$0.00$0.00See FINRA Report
Howell Alexander Ogeary1979838404/01/2003Customer DisputeSettled$0.00$0.00See FINRA Report

1,077 Results

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