Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashlynn Bernadette Mohan | 6783536 | 1 | 01/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 01/18/2023 | Customer Dispute | Final | $139,224.00 | $0.00 | See FINRA Report |
| Andrew J Krauss | 6097130 | 1 | 01/12/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Tabman | 2456989 | 3 | 01/12/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Teofilo Tell Gonzalez | 4386670 | 1 | 01/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexis Steffanie Resnick | 5365621 | 1 | 12/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sam William Walton | 6799030 | 1 | 12/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenny Joseph Charles | 7280497 | 1 | 12/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriela Maria Reyes Alvarenga | 7162528 | 1 | 12/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jenna Maxine Robin Hill | 7129161 | 1 | 12/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |