Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Christophe La Spisa | 2636905 | 5 | 05/20/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Andrew McCarty | 1943287 | 4 | 05/18/2004 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Paul Laurence Miller | 2914836 | 1 | 05/17/2004 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 05/07/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Wood Koch | 1336567 | 4 | 04/06/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Robert Holdsworth | 1725123 | 4 | 04/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Hamilton Wilson | 4479947 | 2 | 03/31/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Francis Barbetta | 12200 | 1 | 03/25/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert George Tighe | 1333660 | 1 | 03/25/2004 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 03/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |