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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 831-840 out of 1,077 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Brent Hurley837545405/05/2005Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Gerard Gundrum1819476705/04/2005Customer DisputeClosed-No Action$1,852.50$0.00See FINRA Report
Imhyun Chung Cho1034420204/26/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin Michael Murray2924905204/07/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Eric Louis Heilmann4453474104/01/2005Customer DisputeDenied$0.00$0.00See FINRA Report
William Robert Lunney736470203/31/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Gregory Alan Mieras715006303/15/2005Customer DisputeSettled$209,369.00$0.00See FINRA Report
Robert Michael Scott1012615103/15/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Anna Bruno3148680403/03/2005Customer DisputeSettled$0.00$0.00See FINRA Report
Christopher Joseph Wyllie4244895402/24/2005Customer DisputeDenied$0.00$0.00See FINRA Report

1,077 Results

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