Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Ross | 1065919 | 1 | 05/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anson Mitchell | 1031978 | 2 | 04/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anson Mitchell | 1031978 | 2 | 04/28/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Alfredo Chona | 1643600 | 3 | 03/24/2006 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Kenneth L Walton | 3081868 | 3 | 03/21/2006 | Customer Dispute | Denied | $100,892.00 | $0.00 | See FINRA Report |
| Haissam Alrachid | 2245588 | 2 | 03/13/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Newsum Jones | 2357788 | 1 | 03/03/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Cory Klein | 2625122 | 1 | 02/27/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin J Cosentino | 4625197 | 3 | 02/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Anthony Cosentino | 54728 | 1 | 02/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |