Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Sue Kenny | 5975316 | 1 | 06/06/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jamie Theresa Nowakowski | 4472043 | 5 | 05/11/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jesse Alexander Thomas | 3168447 | 1 | 04/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Catha A Simons | 2732605 | 3 | 04/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Aloysius Donnelly III | 2631761 | 3 | 03/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kaitlyn Brie Garrison | 7217139 | 1 | 02/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leo Harrison Thomas | 1668821 | 1 | 02/06/2023 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Kyle Joseph Lucas | 5990096 | 2 | 02/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Alexander Budriss | 6247604 | 2 | 02/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John T Rohe | 6221063 | 1 | 02/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |