Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Hoa Chang | 3265369 | 4 | 08/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard James Trinitapoli | 800958 | 2 | 08/18/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Ashe | 4394214 | 1 | 08/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Selvaraju Venkudusamy Parimeru | 4671200 | 1 | 08/03/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Fisher Jennings | 4918942 | 1 | 07/18/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Bernard Klee | 1708312 | 3 | 07/13/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alexander S Donley | 4947104 | 1 | 07/11/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howell Alexander Ogeary | 1979838 | 4 | 06/15/2006 | Customer Dispute | Denied | $194,669.00 | $0.00 | See FINRA Report |
| Neal Edward Hayias | 854703 | 3 | 06/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Brent Hurley | 837545 | 4 | 05/24/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |