Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Antonio Valdes-Rodriguez | 1579079 | 1 | 08/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Paul Geloso | 4130780 | 1 | 08/13/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory John Spinazze | 836100 | 3 | 06/22/2007 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Evan Deforest Dailey | 2233048 | 1 | 05/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian E Patterson | 3238574 | 2 | 05/16/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Randall Bernard Klee | 1708312 | 3 | 05/11/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Pace Frankel | 1385480 | 3 | 04/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Wood Koch | 1336567 | 4 | 04/10/2007 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| David Carter Fournier | 4395561 | 1 | 03/29/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Laakso | 4481844 | 2 | 03/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |