Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Valorie Pearl Gast | 1366385 | 2 | 04/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Carle Allam | 721822 | 2 | 03/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fadi Paul Boulos | 1545057 | 1 | 03/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Stephen Joice | 4306267 | 1 | 02/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 02/21/2008 | Customer Dispute | Denied | $5,387.00 | $0.00 | See FINRA Report |
| Jeromiah Joseph Scott | 4384168 | 1 | 02/20/2008 | Customer Dispute | Denied | $8,208.30 | $0.00 | See FINRA Report |
| Robert Aaron Johnson | 1675250 | 1 | 02/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Cannon Epperson | 4018205 | 2 | 01/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Kerwin Garceau | 2205120 | 1 | 01/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Hanley | 1996307 | 3 | 01/02/2008 | Customer Dispute | Denied | $13,653.00 | $0.00 | See FINRA Report |