Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Paul Flodder | 3242462 | 2 | 05/28/2008 | Customer Dispute | Denied | $5,794.00 | $0.00 | See FINRA Report |
| William Frank Solomon | 2688566 | 2 | 05/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Li Zhao | 4295701 | 2 | 05/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christian Myers Wagner | 2095048 | 2 | 05/15/2008 | Customer Dispute | Settled | $433,100.00 | $0.00 | See FINRA Report |
| Seong Taek Hahn | 1968777 | 1 | 05/06/2008 | Customer Dispute | Denied | $41,968.90 | $0.00 | See FINRA Report |
| Wiley Murch Moorer | 2794805 | 3 | 04/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Christophe La Spisa | 2636905 | 5 | 04/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip C Sheehan | 4595479 | 1 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Stephen Turk | 2688276 | 3 | 04/10/2008 | Customer Dispute | Settled | $2,351.89 | $0.00 | See FINRA Report |
| Christopher John Spratt | 3102111 | 1 | 04/08/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |