Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Noto | 4560521 | 1 | 10/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Joe Urban | 3270920 | 1 | 10/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 10/21/2008 | Customer Dispute | Settled | $369,000.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 10/13/2008 | Customer Dispute | Denied | $13,604.70 | $0.00 | See FINRA Report |
| Peter Anthony Soriento | 2063691 | 2 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 10/09/2008 | Customer Dispute | Settled | $21,133.10 | $0.00 | See FINRA Report |
| Dean Salvatore Dignoti | 1501042 | 4 | 09/26/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Florence Eleanor Barber | 1428720 | 2 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Nicholas Dinicola | 1989073 | 1 | 09/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jim Flint Fortenberry | 3035234 | 1 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |