Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Lee Howard | 817406 | 1 | 03/16/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 03/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Garnet Lyndon Wahlund | 2685273 | 8 | 03/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Melissa Anne D'Agostino | 3208694 | 5 | 03/06/2009 | Customer Dispute | Closed-No Action | $7,693.21 | $0.00 | See FINRA Report |
| Robert William McNeill | 1238054 | 1 | 03/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Lee Meurer | 4380490 | 1 | 02/19/2009 | Customer Dispute | Settled | $5,502.98 | $0.00 | See FINRA Report |
| David John Oconnor | 2366298 | 1 | 02/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Pierre Edwin Pajak | 2392404 | 1 | 02/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lynn Hungerford | 848702 | 1 | 02/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elisha Weiss | 4785230 | 3 | 02/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |