Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Cornell Claudel | 48141 | 1 | 08/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Mark Farber | 204385 | 1 | 07/31/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Miles Boyarsky | 868762 | 2 | 07/24/2009 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Michael Paul Gainer | 3049605 | 1 | 07/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Peter Petrocine | 707203 | 4 | 07/10/2009 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Molly Jean Ellis | 2641534 | 2 | 07/07/2009 | Customer Dispute | Denied | $15,675.00 | $0.00 | See FINRA Report |
| Bradley Steven Turner | 3193524 | 2 | 07/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Marc Hyatt | 2202564 | 1 | 06/29/2009 | Customer Dispute | Settled | $64,999.00 | $0.00 | See FINRA Report |
| Michael Joseph Fiori | 4963783 | 1 | 06/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Bruce Wetzel | 464224 | 3 | 06/19/2009 | Customer Dispute | Settled | $7,938.73 | $0.00 | See FINRA Report |