Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dervinder Singh | 2146392 | 3 | 10/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 10/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ferdinando Massimo | 2611900 | 1 | 09/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Cukier | 3085222 | 3 | 09/19/2011 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Jerry Dale Kiefer | 2271043 | 3 | 09/19/2011 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Peter Cukier | 3085222 | 3 | 09/06/2011 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Steven William Higley | 2848683 | 1 | 08/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rickie Panello Johnson | 1234714 | 1 | 08/17/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 08/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Roman Visintine | 2222904 | 2 | 06/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |