Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David A Means | 5633718 | 2 | 11/20/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Bruce Wetzel | 464224 | 3 | 11/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 11/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey L Slavich | 4274483 | 1 | 11/07/2012 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Allen Nichols Heffler | 1408774 | 1 | 10/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Kelly | 1360285 | 4 | 09/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Saul Yasner | 3190131 | 3 | 09/20/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Bruce Cooper | 1553625 | 1 | 09/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Mills | 4582786 | 2 | 08/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shenandoah Million | 4400974 | 2 | 08/13/2012 | Customer Dispute | Denied | $10,676.50 | $0.00 | See FINRA Report |