Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Stephen Turk | 2688276 | 3 | 11/28/2023 | Customer Dispute | Settled | $202,624.00 | $0.00 | See FINRA Report |
| Michael Justin Wolfe | 5729294 | 1 | 11/27/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc David Drew | 4659088 | 2 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael J Mashak | 4031888 | 2 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Shan C Diao | 2885930 | 1 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin L Peters | 2529785 | 2 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jerry Lee Cox | 2342987 | 1 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Maggiore | 5596240 | 2 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Dooley | 2513153 | 3 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Norbert Helmut Filian | 2998784 | 3 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |