Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard F Hazard | 807460 | 8 | 02/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Barrett Dull | 3194278 | 1 | 02/25/2013 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| James Trent Bardash | 2945912 | 1 | 02/15/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Brian Stump | 1746382 | 2 | 02/15/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Maloy Smith | 1757568 | 1 | 02/11/2013 | Customer Dispute | Settled | $7,478.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 01/24/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Michael Hiegel | 4807676 | 1 | 01/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Arne Sten | 1044330 | 1 | 01/15/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Ziskin | 3156754 | 2 | 12/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Wyllie | 4244895 | 4 | 11/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |