Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kenneth Powell | 2201224 | 2 | 06/10/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Sheila Soufian | 5019185 | 1 | 06/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dror Harsinay | 2206018 | 4 | 06/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Miles Boyarsky | 868762 | 2 | 05/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Justin Raudenbush | 4761903 | 1 | 05/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Marie Pacini | 4220322 | 1 | 05/07/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Voisine | 5056876 | 1 | 04/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 04/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Hoa Chang | 3265369 | 4 | 03/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 03/12/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |