Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Alfredo Chona | 1643600 | 3 | 12/31/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Lloyd Roselieb | 1818572 | 3 | 12/16/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 12/15/2014 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| David Marc Harmon | 1505722 | 2 | 12/11/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Maggiore | 5596240 | 2 | 12/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin L Peters | 2529785 | 2 | 12/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Suk Wong | 1643919 | 1 | 12/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam C Zaske | 5801462 | 1 | 10/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Castillo | 3091302 | 3 | 10/09/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frances Patricia Orellana | 5661024 | 4 | 09/30/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |