Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harvey Micheal Thomas | 1532678 | 2 | 04/07/2015 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Sanaz Sonya Tabrizi | 5283112 | 1 | 04/06/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ehsan Safavi | 5353542 | 3 | 03/11/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Flodder | 3242462 | 2 | 03/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ehsan Safavi | 5353542 | 3 | 02/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robin Paul Robert | 1537398 | 2 | 02/24/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Angelo Agoni | 1990929 | 1 | 02/19/2015 | Customer Dispute | Denied | $12,501.70 | $0.00 | See FINRA Report |
| Patrick R McEvoy | 5737430 | 2 | 02/17/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Harlan Wilburn | 2967731 | 4 | 01/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 01/09/2015 | Customer Dispute | Settled | $156,000.00 | $0.00 | See FINRA Report |