Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ehsan Safavi | 5353542 | 3 | 05/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 05/18/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 05/12/2015 | Customer Dispute | Denied | $18,311.40 | $0.00 | See FINRA Report |
| Adam Joseph Hartz | 5606646 | 1 | 05/04/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronnie Lee South | 2782609 | 1 | 04/29/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 04/27/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 04/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Michael Natale | 4926227 | 1 | 04/17/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bridget K Green | 5678244 | 1 | 04/17/2015 | Customer Dispute | Denied | $145,000.00 | $0.00 | See FINRA Report |
| Mark Leland Sherman | 1725403 | 1 | 04/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |