Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Daniel Deliso | 4629083 | 1 | 09/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Michael MacKoul | 1886919 | 1 | 09/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Foster Woodcock | 1575147 | 2 | 08/20/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Diana Chernyhovsky | 4726460 | 1 | 07/23/2015 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Shai Y Har-El | 1042318 | 2 | 07/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 07/17/2015 | Customer Dispute | Settled | $383,788.00 | $0.00 | See FINRA Report |
| William Robert Ellis | 4620460 | 1 | 07/08/2015 | Customer Dispute | Denied | $5,375.69 | $0.00 | See FINRA Report |
| Michael Harry Bassett | 4843210 | 2 | 07/02/2015 | Customer Dispute | Settled | $12,889.80 | $0.00 | See FINRA Report |
| Frances Patricia Orellana | 5661024 | 4 | 06/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |