Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Todd Banitt | 5532996 | 1 | 02/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 01/20/2016 | Customer Dispute | Settled | $2,839.00 | $0.00 | See FINRA Report |
| Abdelaaziz Ezzaoui | 4683688 | 3 | 01/19/2016 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Meredith Gail Langus | 5977523 | 1 | 01/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Al Stephen Lovelace | 2393766 | 4 | 12/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Al Stephen Lovelace | 2393766 | 4 | 12/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sara Elizabeth Parrish | 5668628 | 1 | 12/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Laakso | 4481844 | 2 | 12/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Wesley Hawkins | 1401455 | 3 | 12/16/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frances Patricia Orellana | 5661024 | 4 | 12/09/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |