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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 351-360 out of 1,077 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christine Adamcik Gammill2692978104/28/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Richard Farrell Ratner4806535104/27/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Edward Remus4715772104/26/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Harry Bassett4843210204/25/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Ryan G Goodwin5725487104/08/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Patrick Morris1025904503/15/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Michael P Cosentino4697478303/14/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Justin Heath Cykler4483223202/22/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Alexander Patrick Cooper5375078102/17/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Daniel R Paradise5560686202/16/2016Customer DisputeSettled$0.00$0.00See FINRA Report

1,077 Results

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