Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Anthony Snow | 718038 | 3 | 04/26/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Patrick Hanley | 6204090 | 1 | 04/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ilya Ishayev | 5673052 | 1 | 03/29/2017 | Customer Dispute | Denied | $24,074.10 | $0.00 | See FINRA Report |
| Joseph V Saccomanno | 5560313 | 1 | 03/21/2017 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Paul Colte | 5031520 | 1 | 03/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leroy Shane Moncada | 2255900 | 1 | 03/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Wells | 2365444 | 2 | 03/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dallas Dan George | 4559086 | 2 | 02/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Hazard | 5893516 | 1 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |