Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennings Wyatt McGraw | 5301350 | 1 | 09/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Albert Muzikar | 4239830 | 1 | 07/11/2017 | Customer Dispute | Denied | $15,809.20 | $0.00 | See FINRA Report |
| Daniel Saali McCauley | 6285761 | 1 | 07/03/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Carter Gridley Rowles | 1182679 | 2 | 06/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Ashekian | 1846799 | 1 | 06/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Edward Williams | 4509590 | 3 | 05/31/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Nicholas Gray | 6072250 | 1 | 05/25/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Loren Lo | 6146854 | 1 | 05/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Aguglia | 6254146 | 1 | 05/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Paul Hoekstra | 3072354 | 2 | 04/28/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |