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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 281-290 out of 1,077 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Alexander Budriss6247604211/20/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Dennis Joseph Fitzharris III4438200211/16/2017Customer DisputeDenied$6,176.69$0.00See FINRA Report
Salvatore Cocco2552609111/07/2017Customer DisputeSettled$250,000.00$0.00See FINRA Report
Wiley Murch Moorer2794805310/26/2017Customer DisputeSettled$5,175.52$0.00See FINRA Report
Julie A Bower1439646110/19/2017Customer DisputeSettled$5,000.00$0.00See FINRA Report
Filipp Zaytsev6578732110/05/2017Customer DisputeDenied$229.00$0.00See FINRA Report
Stephen Kenneth Powell2201224209/26/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Jerald Paul Reiner4508855109/22/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Mark Joseph Pellecchia1566572109/21/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Gregg John Pellecchia1891778109/21/2017Customer DisputeDenied$0.00$0.00See FINRA Report

1,077 Results

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