Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Scott Alexander Budriss | 6247604 | 2 | 11/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dennis Joseph Fitzharris III | 4438200 | 2 | 11/16/2017 | Customer Dispute | Denied | $6,176.69 | $0.00 | See FINRA Report |
Salvatore Cocco | 2552609 | 1 | 11/07/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Wiley Murch Moorer | 2794805 | 3 | 10/26/2017 | Customer Dispute | Settled | $5,175.52 | $0.00 | See FINRA Report |
Julie A Bower | 1439646 | 1 | 10/19/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Filipp Zaytsev | 6578732 | 1 | 10/05/2017 | Customer Dispute | Denied | $229.00 | $0.00 | See FINRA Report |
Stephen Kenneth Powell | 2201224 | 2 | 09/26/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Jerald Paul Reiner | 4508855 | 1 | 09/22/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mark Joseph Pellecchia | 1566572 | 1 | 09/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Gregg John Pellecchia | 1891778 | 1 | 09/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |