Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Lauer | 3225958 | 1 | 04/06/2018 | Customer Dispute | Settled | $6,175.00 | $0.00 | See FINRA Report |
| Kenneth L Walton | 3081868 | 3 | 03/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Frederick Edris | 2843639 | 2 | 03/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gretchen Jade Zomermaand | 2444403 | 1 | 03/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank A Defrancesco | 2981265 | 1 | 02/16/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leslee Suzanne Cronise | 4662005 | 1 | 02/06/2018 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kevin J Cosentino | 4625197 | 3 | 12/03/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Alan Goldberg | 1434918 | 2 | 11/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph James Iacono | 1936401 | 3 | 11/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Joseph Lucas | 5990096 | 2 | 11/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |