Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Ferlenda | 6447541 | 1 | 10/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcus McFee-Walters | 6818647 | 1 | 10/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Youssef Naguib Marzouk | 1078356 | 2 | 10/18/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Theam | 6247754 | 1 | 10/18/2018 | Customer Dispute | Settled | $6,049.45 | $0.00 | See FINRA Report |
| Ryan Tetsuo Oda | 6327337 | 1 | 10/18/2018 | Customer Dispute | Settled | $6,049.45 | $0.00 | See FINRA Report |
| Beth Wendy Kaufman | 5851606 | 1 | 10/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Orlando R Houston | 5899799 | 1 | 09/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Paglia | 6421901 | 1 | 08/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Saul Yasner | 3190131 | 3 | 07/30/2018 | Customer Dispute | Denied | $8,069.85 | $0.00 | See FINRA Report |
| Edward Charles Fredericks | 2202730 | 2 | 07/25/2018 | Customer Dispute | Denied | $171,000.00 | $0.00 | See FINRA Report |