Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Alan Giles | 5486719 | 1 | 01/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lowell Moran | 4602373 | 1 | 01/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Edwin Thompson | 828428 | 2 | 01/21/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Raymond Strollo | 831409 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Muni Dev Bhambri | 4864598 | 1 | 12/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hugo Joseph Bartell | 4444621 | 1 | 11/30/2018 | Customer Dispute | Withdrawn | $99,000.00 | $0.00 | See FINRA Report |
| Brent Edward Williams | 4509590 | 3 | 11/29/2018 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Edward Charles Fredericks | 2202730 | 2 | 11/16/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barrett R Tabeek | 5838934 | 1 | 11/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Andrew McCarty | 1943287 | 4 | 10/30/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |