Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Serge R Pinard | 2032637 | 3 | 04/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jarrett Dewelde | 4615195 | 1 | 04/10/2019 | Customer Dispute | Settled | $82,832.80 | $0.00 | See FINRA Report |
| Juan Antonio Lebrija | 4321755 | 2 | 04/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Reich | 5042278 | 1 | 03/18/2019 | Customer Dispute | Denied | $6,950.00 | $0.00 | See FINRA Report |
| Kenneth David Kohn | 1575332 | 2 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Weiss Timmerman | 5105666 | 1 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Kaplan | 2527203 | 3 | 03/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Bruce Kuhs | 2124932 | 2 | 02/22/2019 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| David Stephen Turk | 2688276 | 3 | 02/07/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dillon Dean George | 4877790 | 1 | 02/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |