Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James C Farally | 4454583 | 1 | 09/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Colin Weaton | 5148487 | 1 | 09/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Robert Liebers | 1885447 | 1 | 08/28/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerrold Raynard Smith | 1623882 | 1 | 08/23/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward Earl Spence | 1017971 | 1 | 08/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edgar Timothy Brathwaite | 834639 | 2 | 08/12/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daryl Royce Earle | 1734844 | 1 | 08/08/2019 | Customer Dispute | Settled | $8,422.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 07/02/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Benjamin Solove | 6210468 | 1 | 06/25/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randal James Lupi | 4820954 | 1 | 06/25/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |