Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael P Cosentino | 4697478 | 3 | 10/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ian Andrew Cook | 4970473 | 4 | 10/23/2019 | Customer Dispute | Denied | $464,682.00 | $0.00 | See FINRA Report |
| Charles John Capilets | 2610269 | 1 | 10/16/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Nicole Unger | 5762403 | 1 | 10/14/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gloria Barbier | 5719709 | 2 | 10/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Dooley | 2513153 | 3 | 10/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Godfrey | 6518876 | 1 | 10/07/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Stanley Krakauer | 1613159 | 1 | 10/03/2019 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Joseph Ray Crowel | 5319467 | 1 | 09/30/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Felicia Woodruff Malc | 5661404 | 1 | 09/17/2019 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |