Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Dean Cook | 6591894 | 2 | 02/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Leon Allen | 4593517 | 1 | 02/24/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Al Stephen Lovelace | 2393766 | 4 | 02/07/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan H Powell | 5811775 | 1 | 01/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Mignone | 4119185 | 1 | 01/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Edward Owens | 5907110 | 1 | 01/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert Dejonge | 6797630 | 1 | 01/22/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Carlos Venegas | 1194311 | 3 | 01/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lusha Liu | 5649550 | 2 | 12/31/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joe McGlasson Morris | 4832349 | 1 | 10/24/2019 | Customer Dispute | Denied | $11,200.90 | $0.00 | See FINRA Report |