Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rasikaran Gunapal Boaz | 1340232 | 2 | 06/22/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Tiffany Marie Osman | 5814116 | 1 | 06/21/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Esteban Lacandazo Chan | 3131686 | 1 | 06/13/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen G Jones | 5527123 | 1 | 06/04/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jack Robert Stewart | 6051631 | 1 | 05/16/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard James Trinitapoli | 800958 | 2 | 05/16/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Hector Elizondo | 3143230 | 1 | 05/14/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Eugene Southard | 1291554 | 2 | 05/08/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Joshua Edward Williams | 7194792 | 1 | 04/21/2024 | Customer Dispute | Denied | $17,258.00 | $0.00 | See FINRA Report |
| Adam Ryan Fabozzi | 7092228 | 3 | 04/17/2024 | Customer Dispute | Denied | $20,083.00 | $0.00 | See FINRA Report |