Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Ray Harvey | 4780521 | 1 | 04/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Caleb Diolosa | 5883403 | 2 | 04/22/2020 | Customer Dispute | Denied | $16,826.70 | $0.00 | See FINRA Report |
| Victor Jan Belonis | 2945830 | 1 | 04/15/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael A Tancorra | 5870879 | 1 | 03/25/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Miura | 5907391 | 1 | 03/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 03/09/2020 | Customer Dispute | Settled | $86,078.00 | $0.00 | See FINRA Report |
| Jerry Lawrence Goldblum | 2362993 | 3 | 03/09/2020 | Customer Dispute | Settled | $26,212.00 | $0.00 | See FINRA Report |
| Danny Shiva Sookram | 6113338 | 1 | 03/09/2020 | Customer Dispute | Settled | $86,078.00 | $0.00 | See FINRA Report |
| James Gerald Lewis | 6179013 | 2 | 03/05/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Richard Fiore | 6278382 | 1 | 02/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |